linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Matthew Klein

Osaic FS, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Matthew Klein

David Klein is a financial professional with over 20 years of experience in the industry. David has a strong background in providing financial planning and portfolio management services for individuals and businesses. David is currently registered with Osaic FS, Inc. and is also licensed in Kansas and Texas. David holds the Series 6 and Series 63 licenses.

Firm Information

David Klein is currently registered with Osaic FS, Inc.. Osaic FS, Inc. is a Corporation that was formed on January 21, 1969. The firm is headquartered in FORT WAYNE, IN, United States. Osaic FS, Inc. is a registered investment advisor with the SEC and in 53 states. The firm has approximately 655 registered representatives and 371 investment advisor representatives. The firm manages approximately $4,483,164,358 in assets, including $1,240,351,270 in discretionary assets. The firm offers a variety of investment advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. The firm's client base includes individuals, corporations, and retirement plans.
Osaic FS, Inc.

1301 SOUTH HARRISON STREET

FORT WAYNE, IN 46802

$4.48B

Assets Under Management

300

Total Clients

311

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

retirement plan consulting services provided on limited basis.

Retirement plan consulting services provided on limited basis.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Klein’s Registration & Firm History

TX

12/17/2020 - Present

Osaic FS, Inc. (SAN ANTONIO TX)

PA

03/22/2011 - 10/23/2020

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

TN

04/02/2009 - 03/23/2011

P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)

CA

11/01/2001 - 03/03/2009

TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)

CA

07/09/1999 - 11/23/1999

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

CA

03/17/1999 - 06/24/1999

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

CA

08/28/1997 - 11/23/1998

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

IN

08/04/1994 - 07/10/1996

CHUBB SECURITIES CORPORATION (FORT WAYNE IN)

Not sure if David Matthew Klein is right for you?

Licenses & Designations

BC

Issued 08/03/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Matthew Klein.
Not sure if David Matthew Klein is right for you?