Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Johnson is a financial advisor with over 14 years of experience in the financial services industry. David is currently registered with Zions Direct, Inc. and is licensed in all 50 states. David has held previous roles at Rivington Securities, LLC. David's experience spans a variety of areas including Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/10/2023 - Present
Zions Direct, Inc. (Houston TX)
TX
12/23/2008 - 02/14/2023
RIVINGTON SECURITIES, LLC (HOUSTON TX)
BC
Issued 02/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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