Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Humbert is a financial professional with over 30 years of experience in the industry. David has worked at several firms including NYLIFE Securities LLC, MetLife Securities Inc. and ONEAMERICA Securities, Inc. David currently works at Park Avenue Securities LLC as a registered representative, holding a Series 6, 7, 22, 24, and 63 license. David provides financial planning, educational seminars, and selection of other advisors as well as portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/25/2015 - Present
Park Avenue Securities LLC (NEW YORK NY)
IN
01/30/2014 - 06/03/2015
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
TX
08/23/2010 - 10/31/2012
METLIFE SECURITIES INC. (DALLAS TX)
TX
02/14/1990 - 01/07/2010
NYLIFE SECURITIES LLC (AUSTIN TX)
BC
Issued 01/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/12/1990
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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