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David Matthew Henderson

Citizens JMP Securities, LLC

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About David Matthew Henderson

David Henderson is a financial professional with over 20 years of experience in the industry. He has held a variety of roles at prominent firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fleet Securities, Inc., and most recently, Citizens Capital Markets. David's current role is with Citizens JMP Securities, LLC, where he has been working since August 2023. His professional qualifications include passing the Series 7, Series 63, SIE, and Series 79TO examinations. He holds active securities registrations in all 50 states and the District of Columbia.

Firm Information

David Henderson is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Henderson’s Registration & Firm History

MA

08/01/2023 - Present

Citizens JMP Securities, LLC (BOSTON MA)

MA

05/16/2016 - 08/01/2023

CITIZENS CAPITAL MARKETS (BOSTON MA)

MA

08/20/2013 - 05/16/2016

CITIZENS SECURITIES, INC. (BOSTON MA)

MA

06/26/2008 - 07/09/2012

GE CAPITAL MARKETS, INC. (BOSTON MA)

NY

12/20/2006 - 02/06/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

04/01/2004 - 01/05/2007

BANC OF AMERICA SECURITIES LLC (BOSTON MA)

TX

05/21/2002 - 04/01/2004

FLEET SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 11/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Matthew Henderson.
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