Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Matthew Germano is a financial advisor with over 23 years of experience in the financial services industry. David has a strong background in wealth management and financial planning and is a Certified Financial Planner. David is registered with Modern Wealth Management, LLC and is licensed to provide financial services in multiple states. Prior to joining Modern Wealth Management, LLC, David was with LPL Financial LLC and Cadaret, Grant & Co., Inc. David's areas of expertise include retirement planning, investment management, and insurance. David is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
03/01/2024 - Present
Modern Wealth Management, LLC (Rochester NY)
NY
09/18/2018 - 03/13/2024
LPL FINANCIAL LLC (ROCHESTER NY)
NY
03/01/2011 - 09/19/2018
CADARET, GRANT & CO., INC. (ROCHESTER NY)
NY
06/01/2005 - 03/04/2011
AXA ADVISORS, LLC (ROCHESTER NY)
NY
01/17/2000 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 06/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/12/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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