Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Matthew Ferman is a financial advisor with Wells Fargo Clearing Services, LLC. David has been in the financial industry since 1992. David has passed the Series 63, Series 65, Series 7, Series 26, and Series 6TO exams. David has been registered with Morgan Stanley since 2011 and with Wells Fargo Clearing Services, LLC since 2022. Prior to working with Morgan Stanley, David worked with Chase Investment Services Corp. and CitiCorp Investment Services. David specializes in Portfolio Management for Businesses, Portfolio Management for Individuals, and Investment Consulting Services to Institutional Clients. David also owns and operates DF Internet Properties, a website development company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/14/2022 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
02/11/2011 - 07/14/2022
MORGAN STANLEY (New York NY)
NY
11/10/1998 - 02/14/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
03/06/1996 - 11/09/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
10/26/1993 - 01/30/1996
TUCKER ANTHONY INCORPORATED (BOSTON MA)
CO
06/12/1992 - 10/28/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 05/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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