Unclaimed
David Dryer is a financial advisor with Pimco Investments LLC. David has been in the financial services industry since 2007. David is registered with FINRA and the state of California. David is a Series 3, 7, 31, and 66 licensed professional. David has been with Pimco Investments LLC since 2011. Prior to that, David was with Allianz Global Investors Distributors LLC and UnionBanc Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/14/2011 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
11/11/2009 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
CA
08/07/2008 - 10/08/2009
UNIONBANC INVESTMENT SERVICES, LLC (NEWPORT BEACH CA)
CA
09/21/2007 - 06/06/2008
MORGAN STANLEY & CO. INCORPORATED (SANTA ANA CA)
BOTH
Issued 10/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/02/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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