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David Matthew Dolezal

Jefferies LLC

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About David Matthew Dolezal

David Dolezal is a financial professional with over 20 years of experience in the industry. David currently holds a Series 7, Series 24, Series 63, and Series 79TO registration. David has been registered with Jefferies LLC since August 8, 2023. Previously, David was employed by Guggenheim Securities, LLC, Greentech Capital Advisors Securities, LLC, UBS Securities LLC and Credit Suisse First Boston LLC. David is licensed in Texas.

Firm Information

David Dolezal is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Dolezal’s Registration & Firm History

TX

08/08/2023 - Present

Jefferies LLC (HOUSTON TX)

CA

03/07/2015 - 08/09/2023

GUGGENHEIM SECURITIES, LLC (SAN FRANCISCO CA)

CA

03/12/2013 - 06/24/2014

GREENTECH CAPITAL ADVISORS SECURITIES, LLC (SAN FRANCISCO CA)

CA

05/06/2004 - 03/08/2013

UBS SECURITIES LLC (SAN FRANCISCO CA)

NY

09/01/2000 - 04/29/2004

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/08/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Matthew Dolezal.
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