Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Croce is a financial advisor with over 20 years of experience. David has worked at Tiaa-Cref Individual & Institutional Services, LLC since 2006 and previously worked at U.S. BANCORP INVESTMENTS, INC., MORGAN STANLEY DW INC., and JANUS DISTRIBUTORS, INC.. David specializes in providing financial planning, portfolio management for individuals, and selection of other advisers. David is registered as a Registered Representative in Colorado and is a registered Investment Advisor Representative in Colorado as well. David has held several licenses and designations throughout his career, including Series 6, 7, 24, 26, 31, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
03/21/2006 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
08/17/2004 - 02/10/2006
U.S. BANCORP INVESTMENTS, INC. (DENVER CO)
NY
09/19/2002 - 05/18/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
CO
12/13/1999 - 02/07/2002
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 10/24/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2018
Series 24 - General Securities Principal Examination
BC
Issued 11/08/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/27/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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