Unclaimed
David Cohen is a financial professional with over 14 years of experience in the securities industry. David has a strong background in investment banking and has worked with Goldman Sachs & Co. LLC, a leading global investment bank, for over 11 years. David is currently registered with Apollo Global Securities, LLC, a New York-based firm, and holds Series 7, Series 63, Series 79TO, and SIE licenses. David's experience and qualifications make him well-equipped to provide comprehensive financial advice and services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/09/2020 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
09/01/2008 - 05/04/2020
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 09/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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