Unclaimed
David Blomstrom is a financial advisor with over 30 years of experience in the industry. David is currently registered with B. Riley Wealth Management and is licensed in 16 states. David has a variety of licenses including Series 6, 7, 24, and 63. David has previously worked at National Securities Corporation and Cadaret, Grant & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/22/2022 - Present
B. Riley Wealth Management (THE WOODLANDS TX)
TX
11/13/2020 - 07/22/2022
NATIONAL SECURITIES CORPORATION (THE WOODLANDS TX)
TX
05/05/2000 - 11/17/2020
CADARET, GRANT & CO., INC. (SPRING TX)
IA
07/09/1990 - 05/15/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 01/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1998
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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