Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Allen is a financial advisor with Cetera Investment Advisers LLC, providing financial planning and investment advisory services. David has been in the financial services industry since December 13, 2008, and is registered with FINRA and the states of Arizona, California, Florida, Georgia, Hawaii, Idaho, Maryland, Michigan, Missouri, Montana, Nevada, New Mexico, North Carolina, Oregon, South Carolina, Tennessee, Texas, Virginia, and Washington. David is also a Certified Financial Planner. David's previous experience includes working at Accuvest Global Advisors and Cetera Advisor Networks LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (WALNUT CREEK CA)
BC
Issued 07/21/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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