Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Matsuo Shimana is a registered investment advisor representative with Cetera Investment Advisers LLC. David has been in the financial services industry since May 2000. David is registered to provide investment advice in several states including Hawaii, California, Colorado, Illinois, New York, Ohio, Oregon, Virginia, and Washington. Prior to joining Cetera Investment Advisers LLC, David was affiliated with First Allied Securities, Inc. in Honolulu, Hawaii. David also has prior experience with Linsco/Private Ledger Corp. in Honolulu, Hawaii and VALIC Financial Advisors, Inc. in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
11/12/2020 - Present
Cetera Investment Advisers LLC (HONLULU HI)
HI
12/03/2007 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (HONOLULU HI)
HI
05/07/2003 - 12/11/2007
LINSCO/PRIVATE LEDGER CORP. (HONOLULU HI)
TX
05/22/2000 - 05/12/2003
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
05/22/2000 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
IA
Issued 7/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/5/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/23/2010
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 2/21/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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