Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dempsey is a financial professional with over 14 years of experience in the industry. David is currently registered with TP Icap Global Markets Americas LLC. David has previously worked at ICAP Securities USA LLC, ICAP Corporates LLC, and BrokerTec Americas LLC. David has passed the Series 30, Series 99TO, SIE, Series 3, and Series 7 exams. David is a licensed Branch Manager.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
11/14/2011 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
05/29/2009 - 01/23/2019
ICAP CORPORATES LLC (NEW YORK NY)
NJ
11/14/2011 - 12/21/2016
BROKERTEC AMERICAS LLC (JERSEY CITY NJ)
BC
Issued 09/14/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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