Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Basten is a financial professional with over 20 years of experience in the securities industry. He is currently registered with Foreside Fund Services, LLC and is licensed to provide investment advice in 38 states. Prior to joining Foreside, David was with Unified Financial Securities, LLC and Yorktown Distributors, Inc. David holds the Series 7, Series 63 and Series 66 licenses, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
02/03/2017 - Present
Foreside Fund Services, LLC (Forest VA)
IN
03/03/2008 - 10/05/2016
UNIFIED FINANCIAL SECURITIES, LLC (INDIANAPOLIS IN)
VA
04/04/2001 - 11/27/2007
YORKTOWN DISTRIBUTORS, INC. (RICHMOND VA)
BOTH
Issued 03/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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