Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joye is a financial advisor with over 30 years of experience in the industry. David is currently registered with Osaic Wealth, Inc., and has previously held positions with SIGNATOR INVESTORS, INC., TRANSAMERICA FINANCIAL ADVISORS, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, JEFFERSON-PILOT INVESTOR SERVICES, INC., IFG NETWORK SECURITIES, INC., and MML INVESTORS SERVICES, INC.. David holds a Series 6, Series 63, and SIE license and is currently registered in Alabama, Maryland, North Carolina, South Carolina, Tennessee, Texas, and Virginia. David specializes in working with high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. David offers a variety of financial services, including financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/02/2018 - Present
Osaic Wealth, Inc. (MATTHEWS NC)
NC
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (MATTHEWS NC)
NC
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (MATTHEWS NC)
NC
08/27/2003 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (CHARLOTTE NC)
CA
12/12/1995 - 07/01/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IN
01/03/1995 - 12/19/1995
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
GA
02/23/1994 - 12/31/1994
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
MA
01/14/1993 - 01/14/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 01/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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