Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Marvin Born is a financial advisor with over 30 years of experience in the industry. David is currently registered with Stifel, Nicolaus & Company, Inc. David has a wide range of experience in the industry, including previous roles with Dougherty & Company LLC, John G. Kinnard and Company, Incorporated, R.J. Steichen & Company, Oberweis Securities, Inc., Engler-Budd & Company Inc., Heiner & Stock, Inc., and Century Investors of America, Inc. David has also earned the Certified Financial Planner designation and is a Series 6, 7, 63, and 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
04/26/2023 - Present
Stifel, Nicolaus & Company, Inc. (GOLDEN VALLEY MN)
MN
03/10/1995 - 03/09/2001
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
04/17/1990 - 03/13/1995
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
MN
09/02/1988 - 04/20/1990
R.J. STEICHEN & COMPANY (MINNEAPOLIS MN)
NA
02/01/1988 - 09/20/1988
OBERWEIS SECURITIES, INC.
NA
02/26/1987 - 02/01/1988
ENGLER-BUDD & COMPANY INC.
NA
07/17/1986 - 02/10/1987
HEINER & STOCK, INC.
NA
07/30/1985 - 08/22/1986
CENTURY INVESTORS OF AMERICA, INC.
IA
Issued 02/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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