Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Tauber is a financial advisor registered in Connecticut since 1996. David's experience spans over 28 years in the industry. David is a Chartered Financial Consultant with experience in providing financial planning, portfolio management for individuals and businesses, and pension consulting. David currently works with Osaic Wealth, Inc. Prior to this, David was with Securities America, Inc. and Invest Financial Corporation. David is experienced in managing a wide variety of investment products, including mutual funds, ETFs, stocks, bonds, interval funds, and other products. David is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
06/14/2024 - Present
Osaic Wealth, Inc. (GLASTONBURY CT)
CT
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (GLASTONBURY CT)
CT
09/08/2015 - 07/17/2020
INVESTACORP, INC. (GLASTONBURY CT)
CT
08/30/2007 - 09/10/2015
INVEST FINANCIAL CORPORATION (GLASTONBURY CT)
CT
09/04/2002 - 08/30/2007
SECURITIES AMERICA, INC. (GLASTONBURY CT)
TN
12/16/1999 - 08/27/2002
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
NE
08/25/1999 - 12/17/1999
SECURITIES AMERICA, INC. (LAVISTA NE)
NJ
12/04/1995 - 09/02/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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