Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Schmidt is a financial professional with over 14 years of experience in the financial services industry. David has a strong background in financial planning, investment management, and retirement planning. He is a registered representative of Osaic Institutions, Inc. and American Portfolios Financial Services, Inc.. David is also a registered investment advisor representative of Osaic Wealth, Inc., Osaic Institutions, Inc., and Triad Advisors LLC. David's primary focus is on providing financial advice to individuals, families, and businesses. He is committed to helping his clients achieve their financial goals through a personalized approach that takes into account their individual needs and circumstances.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
03/21/2023 - Present
Osaic Institutions, Inc. (MERIDEN CT)
NE
03/16/2021 - 08/19/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
03/29/2017 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
03/29/2017 - 01/08/2024
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
09/29/2009 - 02/10/2017
COLE CAPITAL CORPORATION (PHOENIX AZ)
BC
Issued 09/28/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Schmidt is the right advisor for you? Invested Better is here to help.
