Unclaimed
David Kusch is a financial advisor registered in New York and has been in the industry since 2005. David currently works at Mizuho Securities USA LLC. David has extensive experience in the financial services industry with previous experience at MPS GLOBAL SECURITIES, LLC, BTIG, LLC and BEAR, STEARNS & CO. INC. David has passed numerous securities exams including the Series 7, Series 24, Series 53, Series 55, Series 3 and the Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/08/2011 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/30/2010 - 06/21/2011
MPS GLOBAL SECURITIES, LLC (NEW YORK NY)
NY
06/03/2008 - 03/05/2010
BTIG, LLC (NEW YORK NY)
NY
06/13/2005 - 06/17/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 06/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/24/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/23/2008
Series 4 - Registered Options Principal Examination
BC
Issued 03/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/11/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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