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David Martin Kirby

BA Securities, LLC

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About David Martin Kirby

David Martin Kirby has been in the financial industry since 2003 and is currently registered with Ba Securities, LLC. David is registered in Connecticut, North Carolina, and Pennsylvania. David has a wide range of experience and expertise in the financial services industry and is committed to providing personalized financial advice to help clients reach their financial goals.

Firm Information

David Kirby is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Kirby’s Registration & Firm History

PA

03/06/2024 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

PA

12/13/2023 - 03/07/2024

INVICTA CAPITAL LLC (OAKMONT PA)

CT

10/26/2016 - 12/05/2023

CRITO CAPITAL LLC (WESTPORT CT)

CT

11/06/2014 - 11/03/2016

MALLORY CAPITAL GROUP, LLC (DARIEN CT)

CT

03/19/2016 - 09/06/2016

EQUUS FINANCIAL CONSULTING LLC (NEW CANAAN CT)

NY

02/09/2007 - 10/14/2014

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

03/13/2009 - 05/18/2009

NAVIDAR GROUP, LLC (NEW YORK NY)

NY

05/06/2003 - 10/31/2006

CPIBD LLC (NEW YORK NY)

NY

03/08/2002 - 09/09/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

01/21/2002 - 04/12/2002

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

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Licenses & Designations

BC

Issued 02/23/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 01/19/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Martin Kirby. Review regulatory record here.
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