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David Martin Heikkinen

Finalis Securities LLC

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About David Martin Heikkinen

David Heikkinen is a financial professional with over 20 years of experience in the securities industry. David is currently registered with Finalis Securities LLC in New York, NY. David has a strong background in financial services, having held positions with several firms including PEP Advisory LLC, Insight Securities, Inc., Tudor, Pickering, Holt & Co. Securities, Inc., and Hibernia Southcoast Capital, Inc. David holds Series 7, 24, 63, 86 and 87 licenses. David specializes in providing financial guidance to individuals and families.

Firm Information

David Heikkinen is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Heikkinen’s Registration & Firm History

NY

04/29/2024 - Present

Finalis Securities LLC (New York NY)

TX

07/31/2013 - 04/29/2022

PEP ADVISORY LLC (HOUSTON TX)

TX

04/11/2013 - 09/03/2013

INSIGHT SECURITIES, INC. (HOUSTON TX)

TX

12/14/2005 - 03/28/2012

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. (HOUSTON TX)

LA

08/08/2000 - 12/05/2005

HIBERNIA SOUTHCOAST CAPITAL, INC. (NEW ORLEANS LA)

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Licenses & Designations

BC

Issued 07/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/15/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/07/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Martin Heikkinen.
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