Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Martin Beach is a financial advisor who has been in the industry since 2002. He is currently registered with Finalis Securities LLC in New York, NY. David has experience working with a number of firms, including Weild & Co., Emerson Equity LLC, and Lampert Capital Markets Inc. He is a licensed investment advisor and holds Series 7, 6, 3, 63, 65, 66, 79, 82, and SIE licenses. David is passionate about helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/14/2023 - Present
Finalis Securities LLC (New York NY)
CO
08/19/2020 - 06/17/2023
WEILD & CO. (BOULDER CO)
NY
01/10/2018 - 09/15/2020
EMERSON EQUITY LLC (NEW YORK NY)
NY
11/16/2015 - 01/03/2017
LAMPERT CAPITAL MARKETS INC. (NEW YORK NY)
NY
04/03/2009 - 10/08/2010
EMERSON EQUITY LLC (NEW YORK NY)
NY
01/22/2009 - 04/07/2009
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
04/18/2006 - 01/22/2009
EMERSON EQUITY LLC (NEW YORK NY)
FL
01/21/2005 - 04/25/2006
SPENCER CLARKE LLC (MIAMI BEACH FL)
IL
01/23/2004 - 01/21/2005
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
CA
11/12/2001 - 01/26/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
GA
09/24/1997 - 11/12/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
07/30/1996 - 09/23/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 02/10/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2004
Series 30 - NFA Branch Manager Examination
BC
Issued 10/19/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2018
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 11/16/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/20/2003
Series 3 - National Commodity Futures Examination
BC
Issued 04/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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