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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Felts has been in the financial services industry since 1998. Currently, David Felts is registered with Janney Montgomery Scott LLC and has been with them since May 2024. David Felts also worked at TM CAPITAL LLC and BROOKWOOD ASSOCIATES, L.L.C. David Felts holds the Series 63, Series 7, Series 79 and the SIE. David Felts specializes in investments, stocks, bonds, mutual funds, ETFs, and options. Janney Montgomery Scott LLC is a financial services firm with offices in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
GA
05/24/2024 - Present
Janney Montgomery Scott LLC (Atlanta GA)
GA
04/04/2016 - 06/19/2024
TM CAPITAL LLC (ATLANTA GA)
GA
06/05/2003 - 02/05/2016
BROOKWOOD ASSOCIATES, L.L.C. (ATLANTA GA)
NY
09/29/1992 - 02/10/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 06/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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