Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lyall is a financial advisor with Ameriprise Financial Services, LLC. David has over 30 years of experience in the financial services industry. David is registered with the state of North Carolina and holds the Series 7, Series 10, Series 24, Series 63, and Series 66 licenses. David is a Certified Financial Planner and has a strong understanding of investment strategies and financial planning. David provides financial planning, portfolio management, and asset allocation services to individuals, families, and businesses. David is also a member of the Board of Directors for Buffalo NVNO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
12/03/2014 - Present
Ameriprise Financial Services, LLC (Charlotte NC)
MO
07/24/2003 - 05/06/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
07/13/2001 - 02/27/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/27/1992 - 07/19/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/13/1991 - 09/17/1991
F.N. WOLF & CO., INC.
BOTH
Issued 10/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 07/24/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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