Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mark Walther is a financial advisor registered with Cetera Investment Advisers LLC. David has been in the industry since February 1998 and has a total of 6 years of experience at Avantax Investment Services, Inc., 1st Global Capital Corp., Walnut Street Securities, Inc. and Terra Securities Corporation. David has a Series 6, 7, 63 and 66 license. David's firm, Cetera Investment Advisers LLC, is based in Schaumburg, IL and has approximately $104 billion in regulatory assets under management. The firm provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and portfolio management for individuals advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
08/07/2020 - Present
Cetera Investment Advisers LLC (ST LOUIS MO)
MO
10/25/2019 - 08/13/2020
AVANTAX INVESTMENT SERVICES, INC. (SAINT LOUIS MO)
MO
01/08/2008 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (SAINT LOUIS MO)
MO
03/05/2001 - 01/11/2008
WALNUT STREET SECURITIES, INC. (SAINT LOUIS MO)
IL
02/13/1998 - 03/05/2001
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
BOTH
Issued 08/03/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Walther is the right advisor for you? Invested Better is here to help.
