Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mark Thompson is a financial professional with over 15 years of experience in the industry. David is currently registered with Benefit Finance Securities, LLC in Missouri. David is a Series 3, 7, 63, and 65 licensed advisor who has passed the SIE exam. David holds a Series 65 license and is a registered Investment Advisor. David Mark Thompson is committed to providing personalized financial advice to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
10/03/2023 - Present
Benefit Finance Securities, LLC (ST. LOUIS MO)
BC
Issued 10/16/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/14/2023
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2013
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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