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David Mark Smith

PFS Investments Inc.

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About David Mark Smith

David Mark Smith is a financial professional with over 30 years of experience in the industry. David is currently a registered representative with PFS Investments Inc., where David has been employed since June 9, 2006. David is also a licensed Investment Company Products/Variable Contracts Principal, having passed the Series 26 exam on August 17, 2007. David is registered with the state of Georgia, Alabama, Arizona, Florida, Illinois, Kentucky, and North Carolina. David has held previous roles at PFS Investments Inc. and IFG Network Securities, Inc. David holds the Series 6, Series 63 and SIE licenses. David has worked with a variety of clients, including high net worth individuals, individuals other than high net worth, corporations, and charitable organizations. David specializes in portfolio management for individuals. David's experience and expertise make David a valuable resource for individuals seeking financial advice.

Firm Information

David Smith is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Smith’s Registration & Firm History

GA

06/09/2006 - Present

PFS Investments Inc. (ATLANTA GA)

GA

06/26/1995 - 12/02/1997

PFS INVESTMENTS INC. (DULUTH GA)

GA

03/02/1993 - 06/05/1995

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

SD

01/05/1993 - 03/29/1993

NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)

GA

11/29/1983 - 11/06/1992

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 06/08/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/17/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Mark Smith. Review regulatory record here.
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