Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Miller is a financial advisor with over 30 years of experience in the industry. David is currently registered with Cetera Investment Advisers LLC. He is a Series 6, 7, and 63 licensed professional. David also holds the Series SIE designation. David has previously been affiliated with FAHNESTOCK & CO., INC. and B.C. CHRISTOPHER SECURITIES CO.. David Miller provides a range of services including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. David Miller is registered with the state of Texas and Wisconsin as an Investment Advisor Representative (IAR).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
06/29/2023 - Present
Cetera Investment Advisers LLC (WEST ALLIS WI)
NY
03/23/1990 - 12/31/1995
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
06/14/1989 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
VT
07/10/1985 - 06/15/1989
EQUITY SERVICES, INC. (MONTPELIER VT)
BC
Issued 7/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/8/1996
Series 7 - General Securities Representative Examination
BC
Issued 7/9/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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