Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Levine is a financial professional with over 30 years of experience in the securities industry. David is currently registered with Tradition Securities And Derivatives LLC. David has held previous positions with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and GIBRALTAR SECURITIES CO.. David has a wide range of experience in the securities industry, including experience with general securities representative, commodities, and options. David holds the Series 3, 7, 7TO, and SIE exams. David is licensed in Connecticut, Florida, Illinois, Massachusetts, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/27/2020 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NA
05/26/1994 - 02/06/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
05/24/1993 - 06/20/1994
GIBRALTAR SECURITIES CO.
BC
Issued 03/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1996
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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