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David Mark Gooding

TRB Capital Markets, LLC

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About David Mark Gooding

David Mark Gooding is a financial professional with over 30 years of experience in the financial industry. David is currently registered with TRB Capital Markets, LLC and Estrada Hinojosa & Company, Inc. David is a Series 7, Series 50, Series 52TO, and Series 63 licensed professional. David also holds a Series 65 license which permits him to provide investment advice.

Firm Information

David Gooding is currently registered with TRB Capital Markets, LLC. TRB Capital Markets, LLC is a Limited Liability Company formed on August 19, 2022. The firm is registered in Colorado, Florida, Illinois, New York, and Texas and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Gooding’s Registration & Firm History

NY

08/30/2024 - Present

TRB Capital Markets, LLC (NEW YORK NY)

NA

08/22/1990 - 07/05/1991

DISCOUNT CORPORATION OF NEW YORK MUNICIPALS

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Licenses & Designations

IA

Issued 10/12/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/09/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/2020

Series 52TO - Municipal Securities Representative Examination

BC

Issued 12/30/2019

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 08/20/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Mark Gooding.
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