Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mark Gooding is a financial professional with over 30 years of experience in the financial industry. David is currently registered with TRB Capital Markets, LLC and Estrada Hinojosa & Company, Inc. David is a Series 7, Series 50, Series 52TO, and Series 63 licensed professional. David also holds a Series 65 license which permits him to provide investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/30/2024 - Present
TRB Capital Markets, LLC (NEW YORK NY)
NA
08/22/1990 - 07/05/1991
DISCOUNT CORPORATION OF NEW YORK MUNICIPALS
IA
Issued 10/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 12/30/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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