Unclaimed
David Gallagher is a financial advisor with LPL Financial LLC. David has been working in the financial services industry since 1983. David holds both Series 7 and Series 63 securities licenses. David is registered to provide investment advisory services in Arizona, California, Colorado, Idaho, Mississippi, Montana, New Mexico, Ohio, Texas and Washington. David has previously worked with Goodwin Gallagher & Browning Securities, Inc., May Financial Corporation, Prudential-Bache Securities Inc., Thomson McKinnon Securities Inc., Shearson Lehman Hutton Inc. and E. F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
01/08/1997 - Present
LPL Financial LLC (ALBUQUERQUE NM)
NM
02/19/1991 - 01/10/1997
GOODWIN GALLAGHER & BROWNING SECURITIES, INC. (ALBUQUERQUE NM)
TX
10/09/1990 - 02/27/1991
MAY FINANCIAL CORPORATION (DALLAS TX)
NY
08/25/1989 - 10/22/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
02/21/1989 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NY
05/14/1988 - 03/16/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/20/1983 - 05/14/1988
E. F. HUTTON & COMPANY INC
BC
Issued 10/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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