Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Braunstein is a financial advisor at Brighton Securities Corp. with over 40 years of experience in the industry. David has been with Brighton Securities Corp. since October 2018 and has previously worked with firms such as Saperston Asset Management, Inc. and LaSalle St Securities, L.L.C. David holds Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/04/2018 - Present
Brighton Securities Corp. (Hamburg NY)
NY
05/06/1998 - 10/29/2018
SAPERSTON ASSET MANAGEMENT, INC. (HAMBURG NY)
IL
10/16/1997 - 05/05/1998
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NY
07/16/1993 - 10/16/1997
SAPERSTON FINANCIAL INC. (BUFFALO NY)
NY
07/11/1988 - 06/28/1993
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
02/22/1982 - 07/13/1988
SHEARSON LEHMAN HUTTON INC.
NA
05/18/1981 - 03/11/1982
THOMSON MCKINNON SECURITIES INC.
NA
10/17/1979 - 05/10/1981
SHEARSON LOEB RHOADES INC.
NA
01/03/1977 - 10/18/1979
FIRST JERSEY SECURITIES, INC.
IA
Issued 05/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1980
PC - AMEX Put and Call Exam
BC
Issued 12/18/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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