Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bower is a financial professional with over 20 years of experience in the industry. David is currently a registered representative with Stifel, Nicolaus & Company, Inc., a firm with over $149 billion in regulatory assets under management. David has a broad range of experience in the financial services industry and is able to provide a variety of services to clients, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/15/2021 - Present
Stifel, Nicolaus & Company, Inc. (STAMFORD CT)
CT
05/24/2017 - 04/05/2021
PERFORMANCE TRUST CAPITAL PARTNERS, LLC (GREENWICH CT)
NY
09/16/2013 - 06/01/2017
JEFFERIES LLC (NEW YORK NY)
NY
07/12/2011 - 07/30/2013
UBS SECURITIES LLC (NEW YORK NY)
CT
07/11/2003 - 06/10/2011
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 12/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Bower is the right advisor for you? Invested Better is here to help.
