Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Pollard is a financial advisor in CARROLLTON, GA, registered with Raymond James Financial Services Advisors, Inc.. David has been in the industry since 1988. David holds Series 63, 65, 24, 7 and SIE licenses and is registered with the state of Georgia to provide investment advice. David has worked in the past at a number of firms such as Robert Thomas Securities, Inc., NationsSecurities, and NationsBanc Securities, Inc. in addition to Raymond James.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (CARROLLTON GA)
FL
09/26/1996 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
06/07/1993 - 09/26/1996
NATIONSSECURITIES
MA
02/08/1993 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
MO
05/15/1992 - 02/08/1993
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
MA
09/24/1991 - 04/29/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/24/1991 - 04/29/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
12/20/1989 - 02/06/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AL
10/28/1988 - 11/04/1989
INVESTECH CAPITAL CORPORATION (BIRMINGHAM AL)
NA
07/12/1988 - 11/08/1988
POWER SECURITIES CORPORATION
NA
02/04/1988 - 11/02/1988
SHELTER ROCK SECURITIES CORP.
NA
02/04/1988 - 06/14/1988
LINSCO FINANCIAL GROUP, INC.
IA
Issued 10/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Pollard is the right advisor for you? Invested Better is here to help.
