Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Winchell is a registered investment advisor representative with LPL Financial LLC. David has been in the industry since 1996 and has experience with UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc.. David is licensed in several states, including Nevada, Texas, Arizona, California, Colorado, Connecticut, Florida, Illinois, Kentucky, Massachusetts, Michigan, New Mexico, New York, Tennessee, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NV
10/18/2021 - Present
LPL Financial LLC (LAS VEGAS NV)
NV
06/28/2010 - 10/27/2021
UBS FINANCIAL SERVICES INC. (LAS VEGAS NV)
NV
10/23/2009 - 07/01/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS VEGAS NV)
NV
07/12/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAS VEGAS NV)
AZ
06/26/2009 - 07/07/2009
WELLS FARGO INVESTMENTS, LLC (SCOTTSDALE AZ)
CA
01/21/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
11/14/1997 - 02/04/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
08/07/1997 - 12/11/1997
SCHOFF & BAXTER, INC. (BURLINGTON IA)
CA
03/13/1996 - 07/31/1997
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 11/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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