Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brookings is a financial advisor with over 20 years of experience in the industry. He is currently registered with Osaic Wealth, Inc. in Missouri and Texas. Previously, David has held positions at Woodbury Financial Services, Inc., Symphonic Securities LLC, RIM Securities LLC, and Equity Services, Inc. David's expertise includes investment advisory services, financial planning, and portfolio management for individuals and businesses. He is also a registered investment advisor representative and holds Series 63, 66, and 7 licenses, along with the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
06/04/2024 - Present
Osaic Wealth, Inc. (KANSAS CITY MO)
MO
04/30/2020 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (KANSAS CITY MO)
MO
07/19/2006 - 04/30/2020
SYMPHONIC SECURITIES LLC (KANSAS CITY MO)
MO
07/20/2006 - 12/31/2007
RIM SECURITIES LLC (LIBERTY MO)
VT
03/28/2000 - 07/24/2006
EQUITY SERVICES, INC. (MONTPELIER VT)
BOTH
Issued 02/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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