Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Pass is a financial advisor at Foreside Fund Services, LLC. David has been in the financial services industry since 1988. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 4, 7, 8, 14, 24, 27, 53 and 63 licenses. David is also registered with the states of Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Vermont, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/30/2019 - Present
Foreside Fund Services, LLC (Jersey City NJ)
NJ
07/15/1997 - 04/22/2019
W. H. REAVES & CO., INC. (JERSEY CITY NJ)
NY
07/02/1994 - 06/17/1997
HORNBLOWER FISCHER & CO. (NEW YORK NY)
NY
09/12/1991 - 11/05/1993
EMANUEL AND COMPANY (NEW YORK NY)
NA
08/14/1990 - 01/17/1991
ALTMAN, BRENNER & WASSERMAN, INC.
NA
03/13/1986 - 11/20/1989
ALTMAN, BRENNER & WASSERMAN, INC.
NA
05/11/1982 - 08/24/1982
DRYSDALE SECURITIES CORPORATION
BC
Issued 09/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/1994
Series 14 - Compliance Officer Examination
BC
Issued 10/06/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/15/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/20/1986
Series 4 - Registered Options Principal Examination
BC
Issued 07/18/1986
Series 24 - General Securities Principal Examination
BC
Issued 03/15/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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