Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Marc Baron is a financial advisor with over 20 years of experience in the industry. David is currently registered with Rothschild & Co. US Inc. in California and New York. David is also a Series 24, Series 7 and Series 79TO licensed professional. Prior to joining Rothschild & Co. US Inc. David worked at Barclays Capital Inc., Macquarie Capital (USA) Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/12/2013 - Present
Rothschild & Co. US Inc. (Santa Monica CA)
CA
10/08/2010 - 10/11/2013
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
NY
01/02/2009 - 07/02/2010
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
09/22/2008 - 12/10/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/13/1999 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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