Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Harris is a financial advisor with Wells Fargo Clearing Services, LLC. David has been in the industry since 2011 and has experience working with a variety of clients including individuals, high net worth individuals, corporations, and trusts. Prior to joining Wells Fargo Clearing Services, LLC David worked at U.S. BANCORP INVESTMENTS, INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David is registered to provide investment advice in Arizona, California, Florida, Georgia, Illinois, Kansas, Maryland, Minnesota, Nebraska, Nevada, New York, Oregon, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
07/10/2024 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
NV
06/13/2014 - 01/31/2018
U.S. BANCORP INVESTMENTS, INC. (LAS VEGAS NV)
NV
10/21/2011 - 06/16/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS VEGAS NV)
BOTH
Issued 11/18/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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