Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Engel is a financial advisor with Wells Fargo Clearing Services, LLC, a leading financial services company. David has been working in the financial services industry since February 2005 and holds a Series 7, Series 31, and Series 66 license, as well as the SIE. David has a diverse client base, providing financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. David is also registered as a Registered Investment Advisor in several states, including New Jersey, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/04/2013 - Present
Wells Fargo Clearing Services, LLC (PHILADELPHIA PA)
PA
06/01/2009 - 12/11/2013
MORGAN STANLEY (PHILADELPHIA PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PHILADELPHIA PA)
PA
09/07/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PHILADELPHIA PA)
PA
02/10/2005 - 09/09/2005
PNC INVESTMENTS (PITTSBURGH PA)
BOTH
Issued 02/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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