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David MacMaster

National Financial Services LLC

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About David MacMaster

David MacMaster is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC in Massachusetts, Rhode Island and Texas. David holds the Series 6, 7, 24, 51 and 63 securities licenses and has passed the Securities Industry Essentials Examination. David has previously worked at Fidelity Investments Institutional Services Company, Inc. and VeraVest Investments, Inc.

Firm Information

David MacMaster is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David MacMaster’s Registration & Firm History

MA

03/09/2018 - Present

National Financial Services LLC (BOSTON MA)

RI

01/26/2004 - 08/04/2015

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

02/27/2001 - 12/02/2003

VERAVEST INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

BC

Issued 02/07/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2008

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 05/26/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2001

Series 7 - General Securities Representative Examination

BC

Issued 02/26/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David MacMaster.
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