Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Thompson is a financial advisor with Fidelity Brokerage Services LLC. David has been in the financial services industry since 2000, and has a strong track record of providing clients with personalized financial advice. David holds the Series 6, 7, 24, and 63 securities licenses, along with the SIE. David is registered with the Financial Industry Regulatory Authority (FINRA) and is also registered with the state securities regulators in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
01/01/2008 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
01/21/2000 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BC
Issued 03/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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