Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sinrod is a financial professional with over 15 years of experience in the financial services industry. David currently holds a Series 7, Series 99TO and SIE licenses and has a proven track record of success in the industry. David's previous experience includes roles at TD Securities (USA) LLC, RBC Capital Markets, LLC, UBS Clearing Services Corporation, ABN AMRO Incorporated and Standard New York Securities, Inc.. David is currently registered with Broadridge Business Process Outsourcing, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/24/2022 - Present
Broadridge Business Process Outsourcing, LLC (EDGEWOOD NY)
NY
01/04/2016 - 05/27/2022
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
10/29/2008 - 10/22/2012
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/15/2006 - 12/07/2007
UBS CLEARING SERVICES CORPORATION (NEW YORK NY)
NY
04/11/2005 - 09/14/2006
ABN AMRO INCORPORATED (NEW YORK NY)
NY
08/14/2001 - 04/07/2005
STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Sinrod is the right advisor for you? Invested Better is here to help.
