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David M Richards

Park Avenue Securities LLC

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About David M Richards

David Richards is an investment advisor representative with Park Avenue Securities LLC. David has been in the industry since June 13, 2000 and is licensed in Colorado and Texas. David is a financial advisor with experience in financial planning, educational seminars, and selection of other advisers. David holds both Series 6 and Series 63 licenses, as well as Series 65 and the Securities Industry Essentials Examination (SIE). David's current registrations include registered representative, agent, and investment advisor representative. David also works as a broker for insurance products, including term life insurance, substandard risk disability insurance, and sales for Guardian Life Insurance Co of America.

Firm Information

David Richards is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Richards’s Registration & Firm History

CO

02/22/2002 - Present

Park Avenue Securities LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

IA

Issued 10/19/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/11/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David M Richards.
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