Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Reynolds is a financial advisor with J.P. Morgan Securities LLC and has been in the industry since 1998. David is registered in 53 states and has a broad range of experience. David has also worked with several other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Lehman Brothers Inc. David is a General Securities Principal and holds a number of licenses, including Series 7, 8, 23, 63, 65 and 66. David's experience and licenses allow him to provide a wide range of services to individuals, businesses, and institutions. David is also a partner/owner of a few other businesses, including a fish farm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
02/09/2024 - Present
J.p. Morgan Securities LLC (Cleveland OH)
OH
06/17/2009 - 08/27/2015
J.P. MORGAN SECURITIES LLC (CLEVELAND OH)
IN
06/10/1994 - 04/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WAYNE IN)
NY
07/31/1993 - 05/20/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
10/02/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/20/1990 - 10/05/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/09/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2009
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 06/02/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/04/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/1996
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Reynolds is the right advisor for you? Invested Better is here to help.
