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David M Polly

KEY Investment Services LLC

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About David M Polly

David Polly is a registered investment advisor representative with Key Investment Services LLC, a firm with over 1000 employees and over 25,000 clients. David has experience with a variety of clients, including high net worth individuals, corporations, pension plans, and charitable organizations. David can help with financial planning and portfolio management services. David is licensed in 16 states and has over 6 years of experience in the financial industry.

Firm Information

David Polly is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Polly’s Registration & Firm History

OH

01/06/2021 - Present

KEY Investment Services LLC (BROOKLYN OH)

NY

05/27/2016 - 06/27/2016

AXA ADVISORS, LLC (SYRACUSE NY)

NY

02/09/2016 - 05/26/2016

ADIRONDACK TRADING GROUP LLC (NEW WOODSTOCK NY)

NY

06/17/2014 - 05/26/2016

RIDGEWAY & CONGER, INC. (NEW WOODSTOCK NY)

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Licenses & Designations

IA

Issued 06/10/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/07/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/08/2021

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/01/2014

Series 24 - General Securities Principal Examination

BC

Issued 12/14/2020

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2014

Series 7 - General Securities Representative Examination

BC

Issued 12/16/2013

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David M Polly.
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