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David M Mattick

Charles Schwab & CO., Inc.

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About David M Mattick

David Mattick is a registered investment advisor representative with Charles Schwab & CO., Inc.. David has been in the industry since December 2005 and has been registered with Charles Schwab & CO., Inc. since December 2015. David is registered to provide investment advisory services in Indiana. David Mattick is also a registered representative and has licenses for Series 63, 66, 7, 9, and 10. David Mattick is also a registered investment advisor representative and has licenses for Series 63, 66, 7, 9, and 10. David Mattick specializes in financial planning, portfolio management for individuals, and portfolio management for investment companies.

Firm Information

David Mattick is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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David Mattick’s Registration & Firm History

IN

12/02/2015 - Present

Charles Schwab & CO., Inc. (Indianapolis IN)

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Licenses & Designations

BOTH

Issued 12/02/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/27/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David M Mattick.
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