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David M Kanarvogel

Broad Street Capital Markets, LLC

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About David M Kanarvogel

David M. Kanarvogel is a financial professional with over 20 years of experience in the industry. David currently works at Broad Street Capital Markets, LLC in the Holmdel, NJ office. Prior to that, David worked at AEON CAPITAL INC in Middletown, NJ; CORINTHIAN PARTNERS, L.L.C. in Middletown, NJ; PAULSON INVESTMENT COMPANY LLC in PORTLAND, OR; JNK SECURITIES CORP. in NEW YORK, NY; LAZARD ASSET MANAGEMENT SECURITIES LLC in NEW YORK, NY; LAZARD FRERES & CO. LLC in NEW YORK, NY; and ALLIANCE FUND DISTRIBUTORS, INC. in NASHVILLE, TN. David holds the Series 6, Series 7, and Series 66 licenses. David also holds the Securities Industry Essentials Examination (SIE) license.

Firm Information

David Kanarvogel is currently registered with Broad Street Capital Markets, LLC. Broad Street Capital Markets, LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in 13 states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Kanarvogel’s Registration & Firm History

NJ

09/29/2022 - Present

Broad Street Capital Markets, LLC (HOLMDEL NJ)

NJ

11/18/2016 - 09/27/2022

AEON CAPITAL INC (Middletown NJ)

NJ

09/08/2014 - 11/11/2016

CORINTHIAN PARTNERS, L.L.C. (Middletown NJ)

OR

10/04/2013 - 09/09/2014

PAULSON INVESTMENT COMPANY LLC (PORTLAND OR)

NY

04/23/2008 - 05/29/2013

JNK SECURITIES CORP. (NEW YORK NY)

NY

12/16/2004 - 03/02/2007

LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)

NY

05/15/2001 - 12/31/2002

LAZARD FRERES & CO. LLC (NEW YORK NY)

TN

06/26/2000 - 05/15/2001

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

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Licenses & Designations

BOTH

Issued 12/07/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2001

Series 7 - General Securities Representative Examination

BC

Issued 06/21/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David M Kanarvogel.
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