Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid M. Hicks is a financial advisor who has been working in the industry since August 30, 2006. David is currently registered with J.p. Morgan Institutional Investments Inc. in Columbus, Ohio. Prior to that, David was also registered with JPMorgan Distribution Services, INC., in Westerville, Ohio, and Nationwide Investment Services Corporation, in Dublin, Ohio. David holds several licenses and certifications, including Series 6, 7, 24, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
05/31/2013 - Present
J.p. Morgan Institutional Investments Inc. (COLUMBUS OH)
OH
09/09/2010 - 06/03/2013
JPMORGAN DISTRIBUTION SERVICES, INC. (WESTERVILLE OH)
OH
08/14/2006 - 08/23/2010
NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)
BC
Issued 09/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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